Commit 0eb733b6 authored by Mark Canterbury's avatar Mark Canterbury
Browse files

TS 104 144 CR011 - Grounds For Refusal

parent 4cfa7f7c

104144/dictionaries/ts_104144_DictionaryDefinitions.xml

+24 −13
Original line number Diff line number Diff line
@@ -232,18 +232,6 @@ 
        <Owner>ETSI</Owner>

        <Name>EPOCDocumentType</Name>

        <DictionaryEntries>

            <DictionaryEntry>

                <Value>NoGroundsForRefusal</Value>

                <Meaning>The Enforcing Authority has determined that there are no grounds for refusal.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>PartialGroundsForRefusal</Value>

                <Meaning>The Enforcing Authority has determined that there are partial grounds for refusal.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>FullGroundsForRefusal</Value>

                <Meaning>The Enforcing Authority has determined that there are full grounds for refusal.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>ProceedingToCourt</Value>

                <Meaning>The Issuing Authority, disagreeing with the reasons given in Form 3, is upholding the EPOC and intends to proceed to court.</Meaning>
@@ -378,4 +366,27 @@ 
            </DictionaryEntry>

        </DictionaryEntries>

    </Dictionary>

    <Dictionary>

        <!-- See TS 104 144 table 5.5.5-3 -->

        <Owner>ETSI</Owner>

        <Name>EPOCRefusalType</Name>

        <DictionaryEntries>

            <DictionaryEntry>

                <Value>DataProtectedByImmunities</Value>

                <Meaning>Refusal relates to the fact that the data is protected by immunities.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>FundamentalRights</Value>

                <Meaning>Refusal relates to fundamental rights.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>NeBisInIdem</Value>

                <Meaning>Refusal relates to ne bis in idem.</Meaning>

            </DictionaryEntry>

            <DictionaryEntry>

                <Value>NotAnOffenceUnderLawOfEnforcingState</Value>

                <Meaning>Refusal relates to the fact that the offence given is not an offence under the law of the enforcing state.</Meaning>

            </DictionaryEntry>

        </DictionaryEntries>

    </Dictionary>

</Dictionaries>
 
 No newline at end of file

104144/examples/ea_fullGroundsForRefusal_request.xml

+20 −20
Original line number Diff line number Diff line 
<?xml version="1.0" encoding="UTF-8"?>

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:auth="http://uri.etsi.org/03120/common/2020/09/Authorisation" xmlns:doc="http://uri.etsi.org/03120/common/2020/09/Document" xmlns:task="http://uri.etsi.org/03120/common/2020/09/Task" xmlns:notify="http://uri.etsi.org/03120/common/2016/02/Notification" xmlns:ef1="http://uri.etsi.org/03120/common/2025/02/EpocForm1" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:ph="http://uri.etsi.org/03120/common/2025/02/EPOCPlaceholder" xmlns:epoc="http://data.europa.eu/edm/1/ns/epoc" xmlns:eio="http://data.europa.eu/edm/1/ns/eio" xmlns:epocform1="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-1#" xmlns:epocform2="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-2#" xmlns:epocform3="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-3#" xmlns:eopcform5="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-5#" xmlns:eopcform6="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-6#" xmlns:common="http://uri.etsi.org/03120/common/2016/02/Common" xmlns:ecauth="http://uri.etsi.org/03120/common/2025/02/EioAuthority">

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:common="http://uri.etsi.org/03120/common/2016/02/Common" xmlns:gfr="http://uri.etsi.org/03120/common/2026/01/GroundsForRefusal">

    <Header>

        <SenderIdentifier>

            <CountryCode>IE</CountryCode>
@@ -12,9 +12,9 @@ 
        <TransactionIdentifier>07cb5452-c524-4d59-9b2b-a0b51d5f4c3e</TransactionIdentifier>

        <Timestamp>2025-06-06T11:21:32.000000+01:00</Timestamp>

        <Version>

            <ETSIVersion>V1.20.1</ETSIVersion>

            <ETSIVersion>V1.22.1</ETSIVersion>

            <NationalProfileOwner>EU</NationalProfileOwner>

            <NationalProfileVersion>v1.1.1</NationalProfileVersion>

            <NationalProfileVersion>v1.3.1</NationalProfileVersion>

        </Version>

    </Header>

    <Payload>
@@ -23,24 +23,24 @@ 
                <ActionRequest>

                    <ActionIdentifier>0</ActionIdentifier>

                    <CREATE>

                        <HI1Object xsi:type="doc:DocumentObject">

                            <ObjectIdentifier>83808fdd-8073-4725-b2a5-0e0c75d6e36f</ObjectIdentifier>

                            <CountryCode>DE</CountryCode>

                        <HI1Object xsi:type="gfr:EPOCFullRefusalInformation">

                            <ObjectIdentifier>28fdf5da-5d81-4b15-9467-b1db4f4964f5</ObjectIdentifier>

                            <CountryCode>IE</CountryCode>

                            <OwnerIdentifier>enforcing-authority-1</OwnerIdentifier>

                            <!-- No grounds for refusal only apply to the whole Authorization object -->

                            <AssociatedObjects>

                                <AssociatedObject>7e84603b-be7b-4cba-af26-8468d177f36a</AssociatedObject>

                            </AssociatedObjects>

                            <doc:DocumentName>Grounds For Refusal Decision</doc:DocumentName>

                            <doc:DocumentType>

                            <gfr:FullRefusalInformation>

                                <gfr:Ground>

                                    <common:Owner>ETSI</common:Owner>

                                    <common:Name>EPOCRefusalType</common:Name>

                                    <common:Value>DataProtectedByImmunities</common:Value>

                                </gfr:Ground>

                                <gfr:Ground>

                                    <common:Owner>ETSI</common:Owner>

                                <common:Name>EPOCDocumentType</common:Name>

                                <common:Value>FullGroundsForRefusal</common:Value>

                            </doc:DocumentType>

                            <doc:DocumentBody>

                                <doc:Contents>QWxsIGdvb2QsIHBsZWFzZSBwcm9jZWVkCg==</doc:Contents>

                                <doc:ContentType>text/plain</doc:ContentType>

                            </doc:DocumentBody>

                                    <common:Name>EPOCRefusalType</common:Name>

                                    <common:Value>FundamentalRights</common:Value>

                                </gfr:Ground>

                                <gfr:Explanation>An explanation of the refusal</gfr:Explanation>

                                <gfr:OtherInformation>Other information (optional)</gfr:OtherInformation>

                            </gfr:FullRefusalInformation>

                        </HI1Object>

                    </CREATE>

                </ActionRequest>

104144/examples/ea_noGroundsForRefusal_request.xml

+7 −20
Original line number Diff line number Diff line 
<?xml version="1.0" encoding="UTF-8"?>

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:auth="http://uri.etsi.org/03120/common/2020/09/Authorisation" xmlns:doc="http://uri.etsi.org/03120/common/2020/09/Document" xmlns:task="http://uri.etsi.org/03120/common/2020/09/Task" xmlns:notify="http://uri.etsi.org/03120/common/2016/02/Notification" xmlns:ef1="http://uri.etsi.org/03120/common/2025/02/EpocForm1" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:ph="http://uri.etsi.org/03120/common/2025/02/EPOCPlaceholder" xmlns:epoc="http://data.europa.eu/edm/1/ns/epoc" xmlns:eio="http://data.europa.eu/edm/1/ns/eio" xmlns:epocform1="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-1#" xmlns:epocform2="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-2#" xmlns:epocform3="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-3#" xmlns:eopcform5="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-5#" xmlns:eopcform6="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-6#" xmlns:common="http://uri.etsi.org/03120/common/2016/02/Common" xmlns:ecauth="http://uri.etsi.org/03120/common/2025/02/EioAuthority">

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:gfr="http://uri.etsi.org/03120/common/2026/01/GroundsForRefusal">

    <Header>

        <SenderIdentifier>

            <CountryCode>IE</CountryCode>
@@ -12,9 +12,9 @@ 
        <TransactionIdentifier>07cb5452-c524-4d59-9b2b-a0b51d5f4c3e</TransactionIdentifier>

        <Timestamp>2025-06-06T11:21:32.000000+01:00</Timestamp>

        <Version>

            <ETSIVersion>V1.20.1</ETSIVersion>

            <ETSIVersion>V1.22.1</ETSIVersion>

            <NationalProfileOwner>EU</NationalProfileOwner>

            <NationalProfileVersion>v1.1.1</NationalProfileVersion>

            <NationalProfileVersion>v1.3.1</NationalProfileVersion>

        </Version>

    </Header>

    <Payload>
@@ -23,24 +23,11 @@ 
                <ActionRequest>

                    <ActionIdentifier>0</ActionIdentifier>

                    <CREATE>

                        <HI1Object xsi:type="doc:DocumentObject">

                            <ObjectIdentifier>83808fdd-8073-4725-b2a5-0e0c75d6e36f</ObjectIdentifier>

                            <CountryCode>DE</CountryCode>

                        <HI1Object xsi:type="gfr:EPOCNoGroundsForRefusal">

                            <ObjectIdentifier>28fdf5da-5d81-4b15-9467-b1db4f4964f5</ObjectIdentifier>

                            <CountryCode>IE</CountryCode>

                            <OwnerIdentifier>enforcing-authority-1</OwnerIdentifier>

                            <!-- No grounds for refusal only apply to the whole Authorization object -->

                            <AssociatedObjects>

                                <AssociatedObject>7e84603b-be7b-4cba-af26-8468d177f36a</AssociatedObject>

                            </AssociatedObjects>

                            <doc:DocumentName>Grounds For Refusal Decision</doc:DocumentName>

                            <doc:DocumentType>

                                <common:Owner>ETSI</common:Owner>

                                <common:Name>EPOCDocumentType</common:Name>

                                <common:Value>NoGroundsForRefusal</common:Value>

                            </doc:DocumentType>

                            <doc:DocumentBody>

                                <doc:Contents>QWxsIGdvb2QsIHBsZWFzZSBwcm9jZWVkCg==</doc:Contents>

                                <doc:ContentType>text/plain</doc:ContentType>

                            </doc:DocumentBody>

                            <gfr:OtherInformation>Other information (optional)</gfr:OtherInformation>

                        </HI1Object>

                    </CREATE>

                </ActionRequest>

104144/examples/ea_partialGroundsForRefusal_request.xml

+99 −17
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<?xml version="1.0" encoding="UTF-8"?>

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:auth="http://uri.etsi.org/03120/common/2020/09/Authorisation" xmlns:doc="http://uri.etsi.org/03120/common/2020/09/Document" xmlns:task="http://uri.etsi.org/03120/common/2020/09/Task" xmlns:notify="http://uri.etsi.org/03120/common/2016/02/Notification" xmlns:ef1="http://uri.etsi.org/03120/common/2025/02/EpocForm1" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:ph="http://uri.etsi.org/03120/common/2025/02/EPOCPlaceholder" xmlns:epoc="http://data.europa.eu/edm/1/ns/epoc" xmlns:eio="http://data.europa.eu/edm/1/ns/eio" xmlns:epocform1="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-1#" xmlns:epocform2="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-2#" xmlns:epocform3="http://data.europa.eu/edm/1/ns/forms/EPOC-FORM-3#" xmlns:eopcform5="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-5#" xmlns:eopcform6="http://data.europa.eu/edm/1/ns/forms/EPOC-PR-FORM-6#" xmlns:common="http://uri.etsi.org/03120/common/2016/02/Common" xmlns:ecauth="http://uri.etsi.org/03120/common/2025/02/EioAuthority">

<HI1Message xmlns="http://uri.etsi.org/03120/common/2019/10/Core" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:common="http://uri.etsi.org/03120/common/2016/02/Common" xmlns:task="http://uri.etsi.org/03120/common/2020/09/Task" xmlns:gfr="http://uri.etsi.org/03120/common/2026/01/GroundsForRefusal">

    <Header>

        <SenderIdentifier>

            <CountryCode>IE</CountryCode>
@@ -12,9 +12,9 @@ 
        <TransactionIdentifier>07cb5452-c524-4d59-9b2b-a0b51d5f4c3e</TransactionIdentifier>

        <Timestamp>2025-06-06T11:21:32.000000+01:00</Timestamp>

        <Version>

            <ETSIVersion>V1.20.1</ETSIVersion>

            <ETSIVersion>V1.22.1</ETSIVersion>

            <NationalProfileOwner>EU</NationalProfileOwner>

            <NationalProfileVersion>v1.1.1</NationalProfileVersion>

            <NationalProfileVersion>v1.3.1</NationalProfileVersion>

        </Version>

    </Header>

    <Payload>
@@ -23,27 +23,109 @@ 
                <ActionRequest>

                    <ActionIdentifier>0</ActionIdentifier>

                    <CREATE>

                        <HI1Object xsi:type="doc:DocumentObject">

                            <ObjectIdentifier>83808fdd-8073-4725-b2a5-0e0c75d6e36f</ObjectIdentifier>

                            <CountryCode>DE</CountryCode>

                        <HI1Object xsi:type="gfr:EPOCPartialRefusalInformation">

                            <ObjectIdentifier>8699dc35-8708-4bf6-a603-38c706c7e758</ObjectIdentifier>

                            <CountryCode>IE</CountryCode>

                            <OwnerIdentifier>enforcing-authority-1</OwnerIdentifier>

                            <!-- No grounds for refusal only apply to the whole Authorization object -->

                            <AssociatedObjects>

                                <AssociatedObject>7e84603b-be7b-4cba-af26-8468d177f36a</AssociatedObject>

                                <AssociatedObject>f966e795-bc92-4bc4-9c6b-96c1b1b8cb1d</AssociatedObject>

                            </AssociatedObjects>

                            <doc:DocumentName>Grounds For Refusal Decision</doc:DocumentName>

                            <doc:DocumentType>

                            <gfr:Decision>

                                <gfr:CategoriesRefusal>

                                    <gfr:TrafficData>

                                        <gfr:Refusal>

                                            <gfr:CoreRefusal>

                                                <gfr:Ground>

                                                    <common:Owner>ETSI</common:Owner>

                                                    <common:Name>EPOCRefusalType</common:Name>

                                                    <common:Value>DataProtectedByImmunities</common:Value>

                                                </gfr:Ground>

                                                <gfr:Ground>

                                                    <common:Owner>ETSI</common:Owner>

                                                    <common:Name>EPOCRefusalType</common:Name>

                                                    <common:Value>FundamentalRights</common:Value>

                                                </gfr:Ground>

                                                <gfr:Explanation>An explanation of the refusal for this identifier</gfr:Explanation>

                                            </gfr:CoreRefusal>

                                        </gfr:Refusal>

                                        <gfr:FullRefusal>false</gfr:FullRefusal>

                                        <gfr:PartialRefusal>

                                            <gfr:RefusedCategory>

                                                <common:Owner>ETSI</common:Owner>

                                <common:Name>EPOCDocumentType</common:Name>

                                <common:Value>PartialGroundsForRefusal</common:Value>

                            </doc:DocumentType>

                            <doc:DocumentBody>

                                <doc:Contents>WW91IGNhbid0IHJlcXVlc3QgdGhpcyBvbmUgYW5kIHRoYXQgb25lCg==</doc:Contents>

                                <doc:ContentType>text/plain</doc:ContentType>

                            </doc:DocumentBody>

                                                <common:Name>EPOCRequestSubtype</common:Name>

                                                <common:Value>RegistrationInformation</common:Value>

                                            </gfr:RefusedCategory>

                                        </gfr:PartialRefusal>

                                    </gfr:TrafficData>

                                </gfr:CategoriesRefusal>

                            </gfr:Decision>

                            <gfr:OtherInformation>Other information (optional)</gfr:OtherInformation>

                        </HI1Object>

                    </CREATE>

                </ActionRequest>

                <ActionRequest>

                    <ActionIdentifier>1</ActionIdentifier>

                    <CREATE>

                        <HI1Object xsi:type="gfr:EPOCPartialRefusalInformation">

                            <ObjectIdentifier>28fdf5da-5d81-4b15-9467-b1db4f4964f5</ObjectIdentifier>

                            <CountryCode>IE</CountryCode>

                            <OwnerIdentifier>enforcing-authority-1</OwnerIdentifier>

                            <AssociatedObjects>

                                <AssociatedObject>7e84603b-be7b-4cba-af26-8468d177f36a</AssociatedObject>

                                <AssociatedObject>0fc25b0b-8969-48ea-9a2d-dad176287001</AssociatedObject>

                            </AssociatedObjects>

                            <gfr:Decision>

                                <gfr:FullRefusal>

                                    <gfr:CoreRefusal>

                                        <gfr:Ground>

                                            <common:Owner>ETSI</common:Owner>

                                            <common:Name>EPOCRefusalType</common:Name>

                                            <common:Value>DataProtectedByImmunities</common:Value>

                                        </gfr:Ground>

                                        <gfr:Ground>

                                            <common:Owner>ETSI</common:Owner>

                                            <common:Name>EPOCRefusalType</common:Name>

                                            <common:Value>FundamentalRights</common:Value>

                                        </gfr:Ground>

                                        <gfr:Explanation>An explanation of the refusal for this identifier</gfr:Explanation>

                                    </gfr:CoreRefusal>

                                </gfr:FullRefusal>

                            </gfr:Decision>

                            <gfr:OtherInformation>Other information (optional)</gfr:OtherInformation>

                        </HI1Object>

                    </CREATE>

                </ActionRequest>

                <ActionRequest>

                    <ActionIdentifier>2</ActionIdentifier>

                    <UPDATE>

                        <HI1Object xsi:type="task:LDTaskObject">

                            <ObjectIdentifier>f966e795-bc92-4bc4-9c6b-96c1b1b8cb1d</ObjectIdentifier>

                            <task:RequestDetails>

                                <task:Subtype>

                                    <task:RequestSubtype>

                                        <common:Owner>ETSI</common:Owner>

                                        <common:Name>EPOCRequestSubtype</common:Name>

                                        <common:Value>UserInformation</common:Value>

                                    </task:RequestSubtype>

                                </task:Subtype>

                            </task:RequestDetails>

                        </HI1Object>

                    </UPDATE>

                </ActionRequest>

                <ActionRequest>

                    <ActionIdentifier>3</ActionIdentifier>

                    <UPDATE>

                        <HI1Object xsi:type="task:LDTaskObject">

                            <ObjectIdentifier>0fc25b0b-8969-48ea-9a2d-dad176287001</ObjectIdentifier>

                            <task:DesiredStatus>

                                <common:Owner>ETSI</common:Owner>

                                <common:Name>LDTaskDesiredStatus</common:Name>

                                <common:Value>Rejected</common:Value>

                            </task:DesiredStatus>

                        </HI1Object>

                    </UPDATE>

                </ActionRequest>

            </ActionRequests>

        </RequestPayload>

    </Payload>

104144/examples/form1_noEmergency_notification_request.xml

+6 −1
Original line number Diff line number Diff line
@@ -236,7 +236,7 @@ 
                                <task:Type>

                                    <common:Owner>ETSI</common:Owner>

                                    <common:Name>RequestType</common:Name>

                                    <common:Value>UserIdentifyingData</common:Value>

                                    <common:Value>SubscriberDataAndUserIdentifyingData</common:Value>

                                </task:Type>

                                <task:StartTime>2025-05-26T23:03:00+01:00</task:StartTime>

                                <task:EndTime>2025-06-27T23:03:00+01:00</task:EndTime>
@@ -255,6 +255,11 @@ 
                                        <common:Name>EPOCRequestSubtype</common:Name>

                                        <common:Value>IPConnectionRecords</common:Value>

                                    </task:RequestSubtype>

                                    <task:RequestSubtype>

                                        <common:Owner>ETSI</common:Owner>

                                        <common:Name>EPOCRequestSubtype</common:Name>

                                        <common:Value>IPConnectionRecords</common:Value>

                                    </task:RequestSubtype>

                                </task:Subtype>

                            </task:RequestDetails>

                            <task:DeliveryDetails>